The U.S. Securities and Exchange Commission (SEC) issued an order in August denying a whistleblower award to an individual who provided the agency with evidence that a defendant in a previously filed ...

Until just over a month ago, the Securities and Exchange Commission had been relatively sparing in its awards this year under the SEC Whistleblower Program, leading many to question whether its ...

This year has seen a record percentage of whistleblower claim denials by the U.S. Securities and Exchange Commission.[1] This rising trend of award denials is a departure from the SEC’s previous track ...

Julia M. Jordan of Sullivan & Cromwell writes: The U.S. Securities and Exchange Commission's 2016 Annual Report on its Dodd-Frank Whistleblower Program reflects that 2016 was historic for the program, ...

A former tech executive of the generic drugmaker received illicit tips on drug approvals, earnings and merger. The Securities and Exchange Commission’s $10 million settlement this week with an ...

Until just over a month ago, the Securities and Exchange Commission had been relatively sparing in its awards this year under the SEC Whistleblower Program, leading many to question whether its ...

Chairman Gary Gensler is targeting a deadline that has been a point of contention for years between activist investors and public companies. SEC Wants More Climate Disclosures. Businesses Are ...