On June 12, 2019, the Securities and Exchange Commission (SEC) published a notice that Nasdaq is proposing to amend its definition of "family member" (as defined in Nasdaq Listing Rule 5605(a)(2), ...
The SEC has granted accelerated approval of Nasdaq’s amended proposal, originally filed in May 2019, to modify the definition of a “family member” for purposes of determining director independence ...
The New York Stock Exchange has moved further away from its origins as a private club. A broker-dealer that’s a member of another exchange but not the Financial Industry Regulatory Authority can now ...
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