JD Supra

Broker-Dealer Misuses Unclaimed Property Rules to Force Closure of Customer Accounts

A struggling broker-dealer’s efforts to close all of its retail customer accounts by applying theories of abandonment, including mischaracterizing securities as “worthless” and making misstatements ...
Business Insider

Instacart, DoorDash, and other delivery service customers say their accounts were deactivated because of innocent mistakes

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abc27

Delta locks some customer accounts because of security concern; airline’s affected customers not notified

HARRISBURG, Pa. (WHTM) — Delta Air Lines locked access to some customer frequent flier accounts because of cybersecurity concerns it learned of earlier in the week and didn’t immediately notify those ...
Financial Advisor

SoFi Settles With Finra In $1.1M Penalty Over Thieves' Use Of Accounts

SoFi Financial, a San Francisco-based brokerage firm catering to self-directed retail clients, has agreed to pay a $1.1 million penalty to settle charges by the Financial Industry Regulatory Authority ...
WHNT

Delta locks some customer accounts over security concern: What to know

This is an archived article and the information in the article may be outdated. Please look at the time stamp on the story to see when it was last updated. HARRISBURG, Pa. (WHTM) — If you have a ...